Leadership Solutions Limited

Supervisor, Unit Trust (Compliance)

Leadership Solutions Limited
Salary negotiable
Posted on 23 Dec 2020

Supervisor, Unit Trust (Compliance)

Leadership Solutions Limited

Job Highlights

  • Experience in CDD/KYC/AML
  • Financial Sector experience
  • Client on-boarding compliance

Job Description

Our client, a financial institution, is seeking experienced professional to join them for their business expansion. 


  • Handle compliance matters for account-opening including verification on the Customer Due Diligence (CDD), Know Your Client(KYC), Anti-Money laundering (AML), Name Screening, Risk Level Assessment of new clients
  • Review and complete accurate documentation for all client account opening records
  • Conduct periodic review on the existing client information and assessment for Professional Investor application
  • Liaise with Compliance, Business and related departments regarding all clients data issue
  • Assist in formulating the daily client on-boarding workflow and streamline the departmental procedures manual
  • To perform ad hoc projects as required


  • Degree holder in Business, Finance, Economic or a related discipline
  • Over 3 years of compliance experience including KYC, CDD, AML in banking/ financial institutions
  • Experience in Unit Trust operations or administration will be an advantage
  • Strong problem-solving skills and client-centric mindset
  • Team player with excellent presentation skills and the ability to work independently
  • Proficient in PC applications including Excel and PowerPoint
  • Good command of both written and spoken English and Mandarin 

Interested candidate(s) please send in your full resume, stating current and expected salary, and availability in Word Document format to us. 

It is the corporate policy of Leadership Solutions Limited to achieve full compliance with the obligations and requirements of the Personal Data (Privacy) Ordinance. The privacy policy and personal information collection statement can be found in our website. All information received will be kept in strict confidence and only for employment-related purposes.

Additional Information

Career Level
Not Specified
Not Specified
Years of Experience
Not Specified
Job Type
Full Time, Permanent

Company Overview

Founded in Hong Kong since 2003 to serve businesses in Asia Pacific, including Greater China Region, Leadership Solutions offers a fully integrated suite of services in senior executive search and professional recruitment.

Additional Company Information

Benefits & Others
Five-day work week, Medical insurance