- Compliance in wealth management
- Experienced candidates can be VP
- Experience in Chinese banks preferred
Searches related to asia progress executive limited jobs
1-16 of 16 jobs
Assistant Manager/ Assistant Vice President, Compliance Department – Securities Brokerage
Asia Progress Executive Limited- Responsible to the compliance matters/CPT /SFC
- Degree in Business, Finance, Legal/related
- 8yr Compliance exp in Securities brokerage/I Bank
General Compliance,Private Banking - Foreign Private Bank $60K-80k permonth
Asia Progress Executive Limited- maintain compliance related policies and procedure
- Deg,5yr General Compliance exp in Private Banking
- FATCA/CRS must work in Private Banking business
Compliance Manager Monitoring and Testing Private Banking - Private Banking
Asia Progress Executive Limited- Deg 5yr Compliance Private Banking Monitoring&Test
- Familiar with Tax element of FATCA /CRS
- Compliance monitoring & testing Control Private BK
Compliance Manager/Associate, Monitoring and Testing - Private Banking
Asia Progress Executive Limited- Deg 5yr Compliance Private Banking Monitoring&Test
- Familiar with Tax element of FATCA /CRS
- Compliance monitoring & testing Control Private BK
Assistant Legal Manager – Legal and Compliance Department (PRC Corporate Banking)
Asia Progress Executive Limited- Assist to provide legal advice and support
- Must Degree in Law or related discipline
- Min. 1yr exp. in banks/financial institutions
AML/CFT/AML Advisory /AML Sanction Compliance, Legal & Compliance Dept- Corporate Bank $30K-35K
Asia Progress Executive Limited- Provide compliance advice & support on AML/CFT
- Degree in Law/Bkg/Finance/related discipline
- .3yr exp in AML/CFT/AML advisory/ AML Sanction
Compliance Officer (Tax & Monitoring and Testing)- Private Banking
Asia Progress Executive Limited- Deg 5yr Compliance Private Banking Monitoring&Test
- Familiar with Tax element of FATCA /CRS
- Compliance monitoring & testing Control Private BK
Senior Officer/Assistant Manager, General Compliance - Legal &Compliance(Corporate Banking )
Asia Progress Executive Limited- Handlegeneral compliance &Company secretary matter
- Deg.rel discipline, preferred Associate of HKICS
- 3yr in compliance/company secretary in banking
General Compliance Private Banking - Foreign Private Bank
Asia Progress Executive Limited- Provide support & guidance on general compliance
- Deg, 5yr General Compliance Private Bank exp
- FATCA/CRS must preferably work in Private Banking
Senior Officer/Assistant Manager, General Compliance - Legal &Compliance(Corporate Banking )
Asia Progress Executive Limited- Handlegeneral compliance &Company secretary matter
- Deg.rel discipline, preferred Associate of HKICS
- 3yr in compliance/company secretary in banking
Business & Operational Risk Manager -Private Wealth Management Department
Asia Progress Executive Limited- Assist the head to implement all compliance
- Degree in Risk Mgt.,Bus.,Fin./related,prefer AAMLP
- .5yrexp in Op.Risk Mgt./regulatory compliance bank
General Compliance Private Banking - Foreign Private Bank
Asia Progress Executive Limited- Provide support & guidance on general compliance
- Deg, 5yr General Compliance Private Bank exp
- FATCA/CRS must preferably work in Private Banking
Compliance Manager - Securities Brokerage $40K-50K max
Asia Progress Executive Limited- Deg 5yr Compliance exp in Securities brokerage
- Securities brokerage /Fund House /Investment BK
- General compliance securities brokerage
Business & Operational Risk Manager -Private Wealth Management Department
Asia Progress Executive Limited- Assist the head to implement all compliance
- Degree in Risk Mgt.,Bus.,Fin./related,prefer AAMLP
- .5yrexp in Op.Risk Mgt./regulatory compliance bank
Compliance Manager – Private Banking /Investment Banking $50K-70K permonth
Asia Progress Executive Limited- Provide support & guidance on general compliance
- Deg, 5-7yr relevant exp general compliance in bank
- FATCA/CRS preferably work in Private Banking
Copyright © 1998-2022, JobsDB.
Explore site
Contact